Teri M. McCasland

Chief Compliance Officer
BS Business Management, Pepperdine University; Series 7, 24

Teri grew up in Connecticut, and began her career in 1969 with Connecticut General Life Insurance in the Securities Accounting Division. She moved to California in 1972 and worked as assistant to the Vice President of Operations at Diversified Securities until 1981, when she joined Earl Fisher at SFE. As Chief Compliance Officer, Teri monitors the regulatory environment and also runs our ‘back office’.

Teri graduated from Pepperdine University in 1997 with a degree in business management. She is a member of the Investment Committee and a shareholder in the firm. Teri is a member of the Los Angeles Association of Investment Women and sings with the Long Beach Chorale.